Corporate Finance and Securities

• Represented public company client in connection with $8 million private placement of stock and warrants placed exclusively through a placement agent.
• Represented broker-dealer acting as placement agent in connection with $12 million private placement of notes and preferred stock by a privately-held company.
• Represented public company client in connection with its acquisition of the assets of a high technology company.
• Represented private company client in connection with the acquisition of certain assets of a publicly-held ISP.
• Represented public company client in connection with PIPE transaction involving issuance of convertible debt and warrants, including related shelf registration statement.
• Represented public company client in connection with $1.2 million private placement of stock and warrants.
• Represented public company client in connection with PIPE transaction involving issuance of preferred stock and warrants, including related shelf registration statement.
• Represented private company client in connection with venture capital financing.
• Represented private company client in connection with sale of its assets to a third party purchaser.
• Represented private company in connection with $4 million private placement of its stock.
• Represented companies and underwriters in connection with public offerings of securities, including initial public offerings.