corporate fnance and securities team provides advice to a diverse
range of United States and foreign businesses. Our clients include
companies listed on the national securities exchanges, including NYSE MKT and
Nasdaq, and on the OTC Bulletin Board.
advise companies and broker-dealers in connection with public and
private offerings of debt and equity securities, initial public
offerings, (including SPACS), secondary offerings, PIPE transactions, private placements,
venture capital financings, crowdfunding and social impact investing.
advise on complex corporate transactions such as mergers and
acquisitions, reverse mergers, asset and stock sales, restructurings, joint ventures and
companies on their public reporting obligations, corporate governance
matters, and compliance with the Sarbanes-Oxley Act of 2002.
Additionally, we have extensive experience advising broker-dealers on formation and compliance matters
For a list of representative transactions please click here.